This 45-minute course will allow learners to understand the UK Payment Services Regulations 2017 and the legal obligations associated with it. It is designed for FCA-regulated payment... Read more
The Senior Managers and Certification Regime (SM&CR) is an accountability framework that changed how people working in financial services being regulated by the Financial Conduct... Read more
Under the Senior Managers and Certification Regime (SM&CR); FCA and PRA regulated firms are required to train their staff on Conduct Rules. Conduct Rules are a set of enforceable... Read more
The Market Abuse Regulation (MAR) aims to increase market integrity and investor protection. This course allows the learner to understand the UK Market Abuse Regime and the legal... Read more
Protecting the interests of vulnerable consumers is a key focus for the FCA and the FCA expects firms to exercise particular case with vulnerable consumers. This course allows the... Read more
Whistleblowing is an activity protected by law under the Public Interest Disclosure Act 1998 and it is the act of exposing secretive information. This course allows the learners to... Read more
A 45-minute online training course designed for full permission consumer credit firms regulated by the FCA. The course allows the learners to understand the role of the FCA; different... Read more
A 30-minute online training course designed to provide staff training for firms handling insurance claims. The course described the importance of the insurance market in the UK; the... Read more
A 45-minute online training course for Banking Firms subject to FCA Handbook Banking Conduct of Business Sourcebook (BCOBS). BCOBS sets out the standards for how the FCA expects firms... Read more
An online training course designed for Claims Management Companies. The course provides an overview on FCA Handbook Claims Management Conduct of Business Sourcebook (CMCOB). CMCOBS... Read more
A 45-minute online training course designed to provide staff training for investment firms on FCA Handbook COBS 11. The course described the definition of ‘Dealing’ and... Read more
A 30 minutes online training course to provide staff training on FCA Competence Supervision and ensure firms understand why Supervision is necessary as well as how to meet the FCA’s... Read more
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