Our award winning services help firms that are regulated by the Financial Conduct Authority or the Prudential Regulation Authority to become authorised, manage their ongoing compliance and regulatory obligations and empower their staff with focused compliance training.
What makes us stand out is the skill and expertise of our team, which includes ex-regulators, industry practitioners and subject matter experts. Through the breadth and depth of their collective expertise and experience, we offer an outstanding service interpreting the regulations and providing practical, usable advice and solutions that work for your business and the regulator.
CPD Courses and Workshops Available
FCA Regulatory EnvironmentCPD
Online Course | Compliancy ServicesCompliancy Services
A 30 minutes online training course to help Firms understand and increase the fundamental knowledge and awareness of the regulatory environment. This course aimed at Firms who are fully regulated by the Financial Conduct Authority (FCA). This course describes the relationships among regulatory bodies and the firms operating in the financial industry.