We provide an accurate, efficient and unrivalled professional service. We are here to serve, retain and develop both our existing and prospective clients, through ongoing client support, education and training, bespoke compliance services and completion of new FCA application requests.
We continue to assist businesses to stay within the boundaries of the FCA’s regulations and the tougher standards that firms now face with an increased focus on the consumer and their experiences.
CPD Courses and Workshops Available
Post Authorisation - understanding the rules
Workshop | Consumer Credit Compliance
This workshop will enable participants to: Understand what the key responsibilities are running a firm post authorisation; How the FCA intend to supervise your firm to ensure that you maintain compliance; To start to consider what systems and processes you need to put into place to evidence your ongoing compliance. It is aimed at your firm’s Approved Person; Compliance Manager and Senior Managers.
Understand why and how the FCA regulates Consumer Credit Firms
Online Course | Consumer Credit Compliance
This is a 7-module course; designed for those seeking a working knowledge; or a greater appreciation; of what is involved when working in the consumer credit market. It will provide participants with an understanding of the principles that underpin the FCA regime and the importance of the customer in the entire sales process. Key elements are the structure and operation of FCA; Supervision and understanding customer needs.