Securities Law: Know Your Trade

Online Course • VinciWorks

About the CPD course

Securities Law: Know Your Trade drops users into an immersive set of real-life scenarios to test their understanding; ability and knowledge to uncover breaches of securities law in their everyday working life. Despite several federal securities laws stretching back to the 1930’s; insider trading; market manipulation and fraud still occurs and can have a serious negative impact on a business as well as the wider economy.The Securities and Exchange Commission regularly brings enforcement actions against businesses and individuals who engage in illegal practices; including levying substantial fines; criminal convictions and even prison time.In Securities Law: Know Your Trade; users face a set of realistic characters and scenarios from all walks of life; some of whom may be trying to engage in illegal practices. It is up to users to assess the risk of each situation and decide on the best course of action based on company procedures and the law.The course is suitable for all types of users in an organization; from rookies to veterans. A unique experience points system enables users to accrue points as they work through various bribery scenarios. Veteran users will gather experience points more quickly; updating their knowledge and completing the course in as little as 15 minutes. Newer users or those that need a more in-depth refresher are encouraged to spend more time reading additional content and building up a bank of points to demonstrate their securities law awareness.Securities Law: Know Your Trade aims to help organizations implement procedures to mitigate against the risk of an insider trading breach. By immersing users in a scenario-based learning experience; staff get a real life understanding of what it’s like to come face to face with illegal behavior; and gain the skills to spot it and stop it.The course includes detailed modules covering:- Inside information- Insider trading- Tipping- Market manipulation.

Please note that VinciWorks courses are sold on a corporate rather than individual basis

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VinciWorks

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VinciWorks

We are a creative and driven team working hard each day to reinvent the impact that compliance tools and training can make. Too many businesses are using boring, tedious and cumbersome processes to train their staff and maintain compliance. We know you can do better, and to prove it, we have been developing the compliance training, tools and resources to help any organisation of any size to change the status quo. VinciWorks offers compliance training, software and resources relating to ESG, anti-money laundering, GDPR and data protection, anti-bribery, sanctions and more. We exist to cover every organisation's compliance needs.