This fully interactive workshop; will demystify the rules around SM&CR; and provide you with information and guidance to ensure your firm fully meets these requirements. It will equip you with the practical tools and knowledge to implement necessary changes and minimise risks within your company. SM&CR is the big regulatory development of 2019. It brings in significant changes for senior managers and advisers and also – for the first time ever – rules for other staff. This workshop covers the core requirements of SM&CR; suggests ways of complying with the new regulations and flags additional issues that may result from these changes.
Internally, we want to provide financial planners, of all shapes and sizes, with the best support services around. We want to empower and enable them to focus on providing the ultimate service to their clients; while we take care of the rest.
We want to keep pushing financial services forward, helping develop it into a profession, understood and acknowledged by other professional services. And we want to do it all with a smile on our faces.
Externally, we want to shout about how brilliant a career in finance is! It is such an under-represented career, and we are passionate about highlighting the many amazing paths and options that are available in financial services, to encourage people from all walks of life to choose finance as their future.
