A 90 minutes online training course for FCA Regulated Firms carrying out designated investment business to train their staff on the FCA Handbook Conduct of Business Sourcebook (COBS). COBS sets out the standards for how the FCA expects firms to treat their clients when communicating with/providing financial services to clients. The course covers the rules for both MiFID and Non-MiFID businesses.
Our award winning services help firms that are regulated by the Financial Conduct Authority or the Prudential Regulation Authority to become authorised, manage their ongoing compliance and regulatory obligations and empower their staff with focused compliance training.
What makes us stand out is the skill and expertise of our team, which includes ex-regulators, industry practitioners and subject matter experts. Through the breadth and depth of their collective expertise and experience, we offer an outstanding service interpreting the regulations and providing practical, usable advice and solutions that work for your business and the regulator.