Compliancy Services

Compliancy Services

Our award winning services help firms that are regulated by the Financial Conduct Authority or the Prudential Regulation Authority to become authorised, manage their ongoing compliance and regulatory obligations and empower their staff with focused compliance training. What makes us stand out is the skill and expertise of our team, which includes ex-regulators, industry practitioners and subject matter experts. Through the breadth and depth of their collective expertise and experience, we offer an outstanding service interpreting the regulations and providing practical, usable advice and solutions that work for your business and the regulator.

CPD Courses & Workshops

Finance

FCA Regulatory Environment

Compliancy Services

Finance

Anti-Money Laundering and Counter Terrorist Financ...

Compliancy Services

Finance

Fraud Awareness

Compliancy Services

Finance

Complaints Handling

Compliancy Services

Finance

Basic Insurance Principles

Compliancy Services

Finance

Treating Customers Fairly

Compliancy Services

Finance

Anti-Bribery and Corruption

Compliancy Services

Finance

Introduction to General Data Protection Regulation

Compliancy Services

Finance

Complying with General Data Protection Regulation

Compliancy Services

Finance

Insurance: Conduct of Business Sourcebook

Compliancy Services

Finance

Conduct of Business

Compliancy Services

Finance

Financial Promotions for Investment Firms

Compliancy Services

Finance

Financial Promotions relating to Insurance

Compliancy Services

Finance

Introduction to Electronic Money Regulations 2011

Compliancy Services

Finance

Introduction to Payment Services Regulations

Compliancy Services

Finance

Senior Managers & Certification Regime

Compliancy Services

Finance

SM&CR Conduct Rules

Compliancy Services

Finance

Introduction to Market Abuse

Compliancy Services

Finance

Vulnerable Customers

Compliancy Services

Finance

Whistleblowing

Compliancy Services

Finance

FCA Regulations for Full Permission Credit Related...

Compliancy Services

Finance

Assisting Customers with Claims

Compliancy Services

Finance

Banking Conduct of Business

Compliancy Services

Finance

Claims Management: Conduct of Business Sourcebook

Compliancy Services

Finance

Dealing and Managing

Compliancy Services

Finance

FCA Competence Supervision

Compliancy Services

Finance

FCA Regulations for Limited Permission Credit Rela...

Compliancy Services

Finance

Mortgage: Conduct of Business Sourcebook

Compliancy Services

Finance

Payment Services & E-Money Conduct of Business Req...

Compliancy Services

Finance

Conflicts of Interest

Compliancy Services

CPD Subsectors

Banking & Investments
Financial Advisory
Insurance & Risk