CPD Courses

FCA Competence Supervision

Online Course Compliancy Services

About the CPD course

A 30 minutes online training course to provide staff training on FCA Competence Supervision and ensure firms understand why Supervision is necessary as well as how to meet the FCA’s expectation on Supervision. The course will also help to understand the three key areas of Supervision and requirements for record keeping.

CPD Provider

Compliancy Services

Compliancy Services

Compliancy Services

Our award winning services help firms that are regulated by the Financial Conduct Authority or the Prudential Regulation Authority to become authorised, manage their ongoing compliance and regulatory obligations and empower their staff with focused compliance training. What makes us stand out is the skill and expertise of our team, which includes ex-regulators, industry practitioners and subject matter experts. Through the breadth and depth of their collective expertise and experience, we offer an outstanding service interpreting the regulations and providing practical, usable advice and solutions that work for your business and the regulator.

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