The Senior Managers and Certification Regime (SM&CR) is an accountability framework that changed how people working in financial services being regulated by the Financial Conduct Authority (FCA) and Prudential Regulation Authority (PRA). This course allows the learner to understand the SM&CR; its purpose and the responsibilities of regulated firms. There are three sub-regimes under SM&CR; namely: Senior Managers Regime; Certification Regime and Conduct rules. The course covers these rules and regulations individually; providing an overview and insight into each part of SM&CR.
Our award winning services help firms that are regulated by the Financial Conduct Authority or the Prudential Regulation Authority to become authorised, manage their ongoing compliance and regulatory obligations and empower their staff with focused compliance training.
What makes us stand out is the skill and expertise of our team, which includes ex-regulators, industry practitioners and subject matter experts. Through the breadth and depth of their collective expertise and experience, we offer an outstanding service interpreting the regulations and providing practical, usable advice and solutions that work for your business and the regulator.