A 45-minute online training course to provide training to staff of FCA Regulated Investment Firms on the financial promotion requirements outlined in the FCA Handbook Conduct of Business Source Book (COBS) Section 4. The course explains the definition of a financial promotion; identifies when a firm needs to be aware of the rules relating to financial promotions and describes how the rules apply to the staff on a day-to-day basis.
Our award winning services help firms that are regulated by the Financial Conduct Authority or the Prudential Regulation Authority to become authorised, manage their ongoing compliance and regulatory obligations and empower their staff with focused compliance training.
What makes us stand out is the skill and expertise of our team, which includes ex-regulators, industry practitioners and subject matter experts. Through the breadth and depth of their collective expertise and experience, we offer an outstanding service interpreting the regulations and providing practical, usable advice and solutions that work for your business and the regulator.