CPD Courses

Financial Promotions for Investment Firms

Online Course Compliancy Services

About the CPD course

A 45-minute online training course to provide training to staff of FCA Regulated Investment Firms on the financial promotion requirements outlined in the FCA Handbook Conduct of Business Source Book (COBS) Section 4. The course explains the definition of a financial promotion; identifies when a firm needs to be aware of the rules relating to financial promotions and describes how the rules apply to the staff on a day-to-day basis.

CPD Provider

Compliancy Services

Compliancy Services

Compliancy Services

Our award winning services help firms that are regulated by the Financial Conduct Authority or the Prudential Regulation Authority to become authorised, manage their ongoing compliance and regulatory obligations and empower their staff with focused compliance training. What makes us stand out is the skill and expertise of our team, which includes ex-regulators, industry practitioners and subject matter experts. Through the breadth and depth of their collective expertise and experience, we offer an outstanding service interpreting the regulations and providing practical, usable advice and solutions that work for your business and the regulator.

Want to learn more?

Contact us

More CPD courses by Compliancy Services

Finance

FCA Regulatory Environment

Compliancy Services

A 30 minutes online training course to help Firms understand and increase the fundamental knowledge...
Online Course
Finance

Anti-Money Laundering and Counter Terrorist Financ...

Compliancy Services

A 60-minute online training course to help Firms and their employees understand and increase fundame...
Online Course
Finance

Fraud Awareness

Compliancy Services

A 50 minutes online training course to help Firms be more aware of applicable fraud regulations and...
Online Course
Finance

Complaints Handling

Compliancy Services

A 30 minutes online training course to provide staff training on Complaints Handling rules under the...
Online Course

Get industry-related content straight to your inbox

By signing up to our site you are agreeing to our privacy policy