CPD Courses

Dealing and Managing

Online Course Cosegic

About the CPD course

A 45-minute online training course designed to provide staff training for investment firms on FCA Handbook COBS 11. The course described the definition of ‘Dealing’ and ‘Managing’ defined by the FCA and explained the main rules relating to these activities; including Best Execution; Client Order Handling; Client Limit Orders and Personal Account Dealing.

CPD Provider

Cosegic

Send an enquiry

By submitting this form, you consent to CPD sending you email regarding your application.

This site is protected by reCAPTCHA and the Google Privacy Policy and Terms of Service apply.

Cosegic

Cosegic

Our award winning services help firms that are regulated by the Financial Conduct Authority or the Prudential Regulation Authority to become authorised, manage their ongoing compliance and regulatory obligations and empower their staff with focused compliance training. What makes us stand out is the skill and expertise of our team, which includes ex-regulators, industry practitioners and subject matter experts. Through the breadth and depth of their collective expertise and experience, we offer an outstanding service interpreting the regulations and providing practical, usable advice and solutions that work for your business and the regulator.

Want to learn more?

More CPD courses by Cosegic

Finance

FCA Regulatory Environment

Cosegic

A 30 minutes online training course to help Firms understand and increase the fundamental knowledge...
Online Course
Finance

Anti-Money Laundering and Counter Terrorist Financ...

Cosegic

A 60-minute online training course to help Firms and their employees understand and increase fundame...
Online Course
Finance

Fraud Awareness

Cosegic

A 50 minutes online training course to help Firms be more aware of applicable fraud regulations and...
Online Course
Finance

Complaints Handling

Cosegic

A 30 minutes online training course to provide staff training on Complaints Handling rules under the...
Online Course

Get industry-related content straight to your inbox

By signing up to our site you are agreeing to our privacy policy