Apricity Compliance - Verve Group
Apricity Compliance is part of The Verve Group - a group of businesses offering award-winning support services to financial advisers.
Organisation Description
We are a North East based firm, providing a full and comprehensive compliance support service nationwide. We have three distinct service levels and the level of support that we can offer varies from client to client, due to our personalised approach. We are passionate about providing a positive compliance experience and ensuring that compliance is instilled naturally into a firm.
In a landscape where we face countless regulation changes, supported and additional learning is absolutely crucial in order to stay well informed and working at the top of our game. However, we know it’s a fine balance between wanting to attend learning events and justifying time out of a busy schedule and that’s why we take a ‘how to…’ approach to all our events. Regardless of the format, nature or subject matter, you can be assured that you will take away practical learning which you can apply back in the office, meaning you always see the benefit of investing in yourself.
CPD Courses and Workshops Available
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Senior Managers & Certification Regime (SM&CR)
Workshop | Apricity Compliance - Verve Group
This fully interactive workshop; will demystify the rules around SM&CR; and provide you with information and guidance to ensure your firm fully meets these requirements. It will equip you with the practical tools and knowledge to implement necessary changes and minimise risks within your company. SM&CR is the big regulatory development of 2019. It brings in significant changes for senior managers and advisers and also – for the first time ever – rules for other staff. This workshop covers the core requirements of SM&CR; suggests ways of complying with the new regulations and flags additional issues that may result from these changes.
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MASTER: Training and Competence Scheme
Training Course | Apricity Compliance - Verve Group
Our Training and Competence workshop will look at how to create a comprehensive T&C scheme; creating routes to competence and personal development plans for all your staff. Delegates will benefit from a number of different learning outcomes including: understanding the supervision; record keeping and documentation requirements relating to T&C and coming away with the necessary skills and knowledge to Initially Assess Competence & how to Maintain Competence in the real world.
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MASTER: DB Transfers
Training Course | Apricity Compliance - Verve Group
Brand new for 2020; this workshop explores the new rules surrounding Defined Benefits. You will learn how to navigate your way through the new world that will be Defined Benefits advice and transfers; following the release of PS20/06 and the new rules that come into force on the 1st October. We will deep dive into triage; the data gathering process; abridged advice; TVC & APTA; PII requirements; how to compile suitability reports and how your files need to look from both a client and a compliance perspective.
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